Source: The Industry Spread

TMC Bonds: SEC Charges TMC Bonds With Failing to Protect Confidential Subscriber Information

The Securities and Exchange Commission today announced that TMC Bonds LLC, operator of an alternative trading system (ATS) for fixed income securities, has agreed to pay $2.1 million to settle charges arising from TMC Bonds' failure to protect confidential subscriber information.The post SEC Charges TMC Bonds With Failing to Protect Confidential Subscriber Information appeared first on The Industry Spread.

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Est. Annual Revenue
$5.0-25M
Est. Employees
25-100
Thomas S Vales's photo - Chairman & CEO of TMC Bonds

Chairman & CEO

Thomas S Vales

CEO Approval Rating

78/100

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