RISC Blog Compliance Director William Quigley Accused of Defrauding Investors and Stealing Brokerage Firm Assets

As released by the U.S. Securities and Exchange Commission, The SEC announced fraud charges against a Long Island man accused of fleecing investors and stealing money from a brokerage firm where he worked as the director of compliance. The SEC's Enforcement Division alleges that William Quigley was involved in a scheme to solicit investors to [...]