Source: Goingindie Blog

Goingindie Blog If a Customer Arbitration Goes Badly, Advisors and Firms Must Work Together to Salvage the Situation

By Scott C Matasar In FINRA arbitrations brought by disgruntled customers, Claimants routinely sue both the rep and the firm. If the arbitration Panel issues a severe Award against you that makes no sense, your only recourse may be to bring a civil lawsuit demanding the Award be vacated pursuant to the Federal Arbitration Act. [...]

Read full article »
Est. Annual Revenue
$100K-5.0M
Est. Employees
25-100
CEO Avatar

CEO

Update CEO

CEO Approval Rating

- -/100