Source: PressReleasePoint

Press Release: CL King & Associates : FINRA Hearing Panel Fines C.L. King & Associates $750,000 for Negligent Misrepresentations and Omissions in Connection with Death Put Investments and AML-Related Violations

WASHINGTON - The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA extended hearing panel censured Albany, NY-based broker-dealer C.L. King & Associates, Inc.read more

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Est. Annual Revenue
$5.0-25M
Est. Employees
100-250
Candace King Weir's photo - President of C.L. King

President

Candace King Weir

CEO Approval Rating

75/100

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