BasisCode Blog 5 Benefits of an Integrated Compliance System

All robust compliance programs share a few key elements: ● Thorough documentation ● Up-to-date policies and procedures ● Regular monitoring of firm activities ● A well-trained and informed team While this list looks short on paper, a lot of effort goes into ensuring your firm hits all of the requisite marks. When you're a CCO, [...]The post 5 Benefits of an Integrated Compliance System appeared first on BasisCode.